Donald M. Panter Jr. - Feb 15, 2023 Form 4 Insider Report for S&W Seed Co (SANW)

Role
Executive VP, Americas
Signature
/s/ Elizabeth Horton, Attorney-in-Fact
Stock symbol
SANW
Transactions as of
Feb 15, 2023
Transactions value $
$0
Form type
4
Date filed
2/17/2023, 05:00 PM
Previous filing
Jan 4, 2023
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SANW Common Stock Award $0 +63.5K +107.95% $0.00 122K Feb 15, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SANW Stock option (right to buy) Award $0 +242K $0.00 242K Feb 15, 2023 Common Stock 242K $1.89 Direct F2
transaction SANW Stock option (right to buy) Award $0 +261K $0.00 261K Feb 15, 2023 Common Stock 261K $1.89 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock unit award that vests in full on the Reporting Person's date of separation with the Issuer in connection with the Reporting Person's transition to Vision Bioenergy Oilseeds LLC ("VBO"), subject to the Reporting Person's continuous service with Issuer through and including such vesting date.
F2 The option will vest in full on the Reporting Person's date of separation with the Issuer in connection with the Reporting Person's transition to VBO, subject to the Reporting Person's continuous service with Issuer through and including such vesting date.
F3 The option will vest in full on February 7, 2024, subject to the Reporting Person's continuous service with VBO through and including such vesting date.