Patrick Harshman - Feb 15, 2023 Form 4 Insider Report for HARMONIC INC (HLIT)

Role: President and CEO, Director
Signature: /s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Stock symbol: HLIT
Transactions as of: Feb 15, 2023
Transactions value $: -$642,139
Form type: 4
Date filed: 2/17/2023, 04:21 PM
Previous filing: Dec 15, 2022
Next filing: Feb 21, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HLIT	Common Stock	Options Exercise	$0	+86.5K	+17.89%	$0.00	570K	Feb 15, 2023	Direct
transaction	HLIT	Common Stock	Tax liability	-$642K	-45.8K	-8.03%	$14.03	524K	Feb 15, 2023	Direct

Showing 1 to 2 of 2 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HLIT	Restricted Stock Units	Options Exercise	$0	-15.2K	-100%	$0.00^*	0	Feb 15, 2023	Common Stock	15.2K	$0.00	Direct
transaction	HLIT	Restricted Stock Units	Options Exercise	$0	-16.6K	-20%	$0.00	66.2K	Feb 15, 2023	Common Stock	16.6K	$0.00	Direct
transaction	HLIT	Restricted Stock Units	Options Exercise	$0	-54.7K	-33.33%	$0.00	109K	Feb 15, 2023	Common Stock	54.7K	$0.00	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.