Patrick Harshman - Dec 13, 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
President and CEO, Director
Signature
/s/ Laura Donovan By Attorney-in-Fact Laura Donovan
Stock symbol
HLIT
Transactions as of
Dec 13, 2022
Transactions value $
-$1,137,464
Form type
4
Date filed
12/15/2022, 02:18 PM
Previous filing
Nov 17, 2022
Next filing
Feb 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $343K +109K +25.15% $3.14 544K Dec 13, 2022 Direct F1
transaction HLIT Common Stock Sale -$922K -69.1K -12.7% $13.35 475K Dec 13, 2022 Direct
transaction HLIT Common Stock Options Exercise $75.5K +24K +5.06% $3.14 499K Dec 14, 2022 Direct F1
transaction HLIT Common Stock Sale -$215K -15.2K -3.04% $14.19 484K Dec 14, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Stock Option/Right to Buy Options Exercise -$343K -109K -81.97% $3.14 24K Dec 13, 2022 Common Stock 109K $3.14 Direct
transaction HLIT Stock Option/Right to Buy Options Exercise -$75.5K -24K -100% $3.14 0 Dec 14, 2022 Common Stock 24K $3.14 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to exercise of stock option scheduled to expire on March 14, 2023.