Patrick Harshman - Dec 13, 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role: President and CEO, Director
Signature: /s/ Laura Donovan By Attorney-in-Fact Laura Donovan
Stock symbol: HLIT
Transactions as of: Dec 13, 2022
Transactions value $: -$1,137,464
Form type: 4
Date filed: 12/15/2022, 02:18 PM
Previous filing: Nov 17, 2022
Next filing: Feb 17, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HLIT	Common Stock	Options Exercise	$343K	+109K	+25.15%	$3.14	544K	Dec 13, 2022	Direct	F1
transaction	HLIT	Common Stock	Sale	-$922K	-69.1K	-12.7%	$13.35	475K	Dec 13, 2022	Direct
transaction	HLIT	Common Stock	Options Exercise	$75.5K	+24K	+5.06%	$3.14	499K	Dec 14, 2022	Direct	F1
transaction	HLIT	Common Stock	Sale	-$215K	-15.2K	-3.04%	$14.19	484K	Dec 14, 2022	Direct

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HLIT	Stock Option/Right to Buy	Options Exercise	-$343K	-109K	-81.97%	$3.14	24K	Dec 13, 2022	Common Stock	109K	$3.14	Direct
transaction	HLIT	Stock Option/Right to Buy	Options Exercise	-$75.5K	-24K	-100%	$3.14	0	Dec 14, 2022	Common Stock	24K	$3.14	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares acquired pursuant to exercise of stock option scheduled to expire on March 14, 2023.