Ai Investments Holdings Llc - Dec 31, 2022 Form 5 Insider Report for LyondellBasell Industries N.V. (LYB)

Role: 10%+ Owner
Signature: /s/ Alejandro Moreno for AI Investments Holdings LLC
Stock symbol: LYB
Transactions as of: Dec 31, 2022
Transactions value $: $0
Form type: 5
Date filed: 2/13/2023, 03:08 PM
Previous filing: Dec 5, 2022
Next filing: May 15, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LYB	Ordinary shares	Gift	$0	-600K	-18.35%	$0.00	2.67M	Dec 14, 2022	By LLC	F1, F2, F3
holding	LYB	Ordinary shares						766K	Dec 31, 2022	Direct	F3, F4
holding	LYB	Ordinary shares						41.2M	Dec 31, 2022	By LLC	F3, F5
holding	LYB	Ordinary shares						5.84M	Dec 31, 2022	By LLC	F3, F6, F7
holding	LYB	Ordinary shares						68.4K	Dec 31, 2022	By partnership	F3, F6, F8, F9
holding	LYB	Ordinary shares						3.32K	Dec 31, 2022	By partnership	F3, F6, F9, F10
holding	LYB	Ordinary shares						182K	Dec 31, 2022	By LLC	F3, F6, F11
holding	LYB	Ordinary shares						16M	Dec 31, 2022	By partnership	F3, F12

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares were donated by AIPH Holdings LLC ("AIPH") for no consideration as a charitable contribution.
F2	The securities reported were, at the time of transfer or December 31, 2022, as applicable, held directly by AIPH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIPH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIPH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
F3	Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
F4	The securities reported were, at December 31, 2022, held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
F5	The securities reported were, at December 31, 2022, held directly by LYB Holdco LLC (formerly AI International Chemicals LLC) ("LYB Holdco") and may be deemed to be indirectly beneficially owned by AI Investments Holdings LLC ("AIIH"), Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in LYB Holdco, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and LYB Holdco, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
F6	Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.
F7	The securities reported are held directly by AICH and and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AICH, and Access Industries Management, LLC controls AICH and Access Industries Holdings LLC.
F8	The securities reported are held directly by Altep 2014.
F9	Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014.
F10	The securities reported are held directly by Altep 2010.
F11	The securities reported were, at December 31, 2022, held directly by AI Altep Investments LLC and may be deemed to be indirectly beneficially owned by Len Blavatnik because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC.
F12	The securities reported were, at December 31, 2022, held directly by AI European Holdings L.P. ("AIEH") and may be deemed to be indirectly beneficially owned by Access Industries Holdings LLC, Access Industries, LLC, Access Industries Management, LLC, and Len Blavatnik because Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC control, or hold a majority of the outstanding voting interests in, entities that directly or indirectly control AIEH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC and Access Industries Holdings LLC and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.