| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LYB | Ordinary shares | Sale | -$43.3M | -511K | -7.04% | $84.68 | 6.75M | Dec 1, 2022 | By LLC | F1, F2, F3, F4, F5 |
| transaction | LYB | Ordinary shares | Sale | -$16M | -186K | -2.76% | $85.93 | 6.56M | Dec 1, 2022 | By LLC | F1, F3, F4, F5, F6 |
| transaction | LYB | Ordinary shares | Sale | -$33.3K | -393 | 0% | $84.68 | 41.2M | Dec 1, 2022 | By LLC | F1, F2, F3, F7 |
| transaction | LYB | Ordinary shares | Sale | -$12.3K | -143 | 0% | $85.93 | 41.2M | Dec 1, 2022 | By LLC | F1, F3, F6, F7 |
| transaction | LYB | Ordinary shares | Sale | -$9.15K | -108 | -0.01% | $84.68 | 767K | Dec 1, 2022 | Direct | F1, F2, F3, F8 |
| transaction | LYB | Ordinary shares | Sale | -$3.35K | -39 | -0.01% | $85.93 | 767K | Dec 1, 2022 | Direct | F1, F3, F6, F8 |
| transaction | LYB | Ordinary shares | Sale | -$20K | -236 | -0.34% | $84.68 | 68.8K | Dec 1, 2022 | By partnership | F1, F2, F3, F4, F9, F10 |
| transaction | LYB | Ordinary shares | Sale | -$7.39K | -86 | -0.12% | $85.93 | 68.7K | Dec 1, 2022 | By partnership | F1, F3, F4, F6, F9, F10 |
| transaction | LYB | Ordinary shares | Sale | -$2.2K | -26 | -0.77% | $84.68 | 3.37K | Dec 1, 2022 | By partnership | F1, F2, F3, F4, F9, F11 |
| transaction | LYB | Ordinary shares | Sale | -$773 | -9 | -0.27% | $85.93 | 3.36K | Dec 1, 2022 | By partnership | F1, F3, F4, F6, F9, F11 |
| transaction | LYB | Ordinary shares | Sale | -$61.8M | -729K | -11.1% | $84.85 | 5.84M | Dec 2, 2022 | By LLC | F1, F3, F4, F5, F12 |
| transaction | LYB | Ordinary shares | Sale | -$47.6K | -561 | 0% | $84.85 | 41.2M | Dec 2, 2022 | By LLC | F1, F3, F7, F12 |
| transaction | LYB | Ordinary shares | Sale | -$13.1K | -154 | -0.02% | $84.85 | 766K | Dec 2, 2022 | Direct | F1, F3, F8, F12 |
| transaction | LYB | Ordinary shares | Sale | -$28.6K | -337 | -0.49% | $84.85 | 68.4K | Dec 2, 2022 | By partnership | F1, F3, F4, F9, F10, F12 |
| transaction | LYB | Ordinary shares | Sale | -$3.05K | -36 | -1.07% | $84.85 | 3.32K | Dec 2, 2022 | By partnership | F1, F3, F4, F9, F11, F12 |
| holding | LYB | Ordinary shares | 3.27M | Dec 1, 2022 | By LLC | F3, F13 | |||||
| holding | LYB | Ordinary shares | 182K | Dec 1, 2022 | By LLC | F3, F4, F14 | |||||
| holding | LYB | Ordinary shares | 16M | Dec 1, 2022 | By partnership | F3, F15 |
| Id | Content |
|---|---|
| F1 | The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. |
| F2 | The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.49, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| F3 | Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
| F4 | Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. |
| F5 | The securities reported are held directly by AICH and and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AICH, and Access Industries Management, LLC controls AICH and Access Industries Holdings LLC. |
| F6 | The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $85.50 to $86.36, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| F7 | The securities reported are held directly by LYB Holdco LLC (formerly AI International Chemicals LLC) ("LYB Holdco") and may be deemed to be indirectly beneficially owned by AI Investments Holdings LLC ("AIIH"), Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in LYB Holdco, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and LYB Holdco, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. |
| F8 | The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. |
| F9 | Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014. |
| F10 | The securities reported are held directly by Altep 2014. |
| F11 | The securities reported are held directly by Altep 2010. |
| F12 | The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.12, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| F13 | The securities reported are held directly by AIPH Holdings LLC ("AIPH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIPH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIPH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. |
| F14 | The securities reported are held directly by AI Altep Investments LLC and may be deemed to be indirectly beneficially owned by Len Blavatnik because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC. |
| F15 | The securities reported are held directly by AI European Holdings L.P. ("AIEH") and may be deemed to be indirectly beneficially owned by Access Industries Holdings LLC, Access Industries, LLC, Access Industries Management, LLC, and Len Blavatnik because Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC control, or hold a majority of the outstanding voting interests in, entities that directly or indirectly control AIEH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC and Access Industries Holdings LLC and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. |