Kelly Rosser - Feb 5, 2023 Form 3 Insider Report for Heliogen, Inc. (HLGN)

Signature
/s/ Deborah Chen, Attorney-in-Fact
Stock symbol
HLGN
Transactions as of
Feb 5, 2023
Transactions value $
$0
Form type
3
Date filed
2/10/2023, 04:10 PM
Next filing
May 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HLGN Common Stock 400K Feb 5, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are represented by restricted stock units ("RSUs") granted on November 2, 2022 under Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. 25% of the shares underlying the RSUs vest on September 15, 2023 and 6.25% of the underlying shares vest quarterly on each March 15, June 15, September 15 and December 15 thereafter, subject to the Reporting Person's continuous service.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney