Sunil Pillai - 07 Feb 2023 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
VP ENVIRONMENTAL QUALITY
Signature
/s/ Sunil K. Pillai
Issuer symbol
AWR
Transactions as of
07 Feb 2023
Net transactions value
+$1,603
Form type
4
Filing time
09 Feb 2023, 19:47:13 UTC
Previous filing
11 Feb 2022
Next filing
14 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $381 +5 +0.19% $83.51 2,352 01 Mar 2022 Direct F1
transaction AWR Common Shares Award $383 +5 +0.21% $79.39 2,357 01 Jun 2022 Direct F2
transaction AWR Common Shares Award $419 +5 +0.21% $83.78 2,362 01 Sep 2022 Direct F3
transaction AWR Common Shares Award $421 +4 +0.18% $98.68 2,366 01 Dec 2022 Direct F4
transaction AWR Common Shares Disposed to Issuer $0 -2 -0.06% $0.000000 2,364 02 Feb 2023 Direct F5
transaction AWR Common Shares Disposed to Issuer $0 +93 +7.8% $0.000000 1,279 02 Feb 2023 401k F6
transaction AWR Common Shares Award $0 +528 +22% $0.000000 2,892 07 Feb 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER units credited on 03/01/2022 as dividend at FMV
F2 DER Units credited on 06/01/2022 as dividend at FMV
F3 DER Units credited on 09/01/2022 as dividend at FMV
F4 DER units credited on 12/01/2022 as dividend at FMV
F5 Adjustment due to partial share
F6 Updated 401k Information