Sunil Pillai - Feb 7, 2023 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
VP ENVIRONMENTAL QUALITY
Signature
/s/ Sunil K. Pillai
Stock symbol
AWR
Transactions as of
Feb 7, 2023
Transactions value $
$1,603
Form type
4
Date filed
2/9/2023, 07:47 PM
Previous filing
Feb 11, 2022
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $381 +4.56 +0.19% $83.51 2.35K Mar 1, 2022 Direct F1
transaction AWR Common Shares Award $383 +4.82 +0.21% $79.39 2.36K Jun 1, 2022 Direct F2
transaction AWR Common Shares Award $419 +5 +0.21% $83.78 2.36K Sep 1, 2022 Direct F3
transaction AWR Common Shares Award $421 +4.26 +0.18% $98.68 2.37K Dec 1, 2022 Direct F4
transaction AWR Common Shares Disposed to Issuer $0 -1.51 -0.06% $0.00 2.36K Feb 2, 2023 Direct F5
transaction AWR Common Shares Disposed to Issuer $0 +92.7 +7.82% $0.00 1.28K Feb 2, 2023 401k F6
transaction AWR Common Shares Award $0 +528 +22.33% $0.00 2.89K Feb 7, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER units credited on 03/01/2022 as dividend at FMV
F2 DER Units credited on 06/01/2022 as dividend at FMV
F3 DER Units credited on 09/01/2022 as dividend at FMV
F4 DER units credited on 12/01/2022 as dividend at FMV
F5 Adjustment due to partial share
F6 Updated 401k Information