Sunil Pillai - 04 Feb 2022 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
VP ENVIRONMENTAL QUALITY
Signature
/s/ Sunil K. Pillai
Issuer symbol
AWR
Transactions as of
04 Feb 2022
Net transactions value
-$13,066
Form type
4
Filing time
11 Feb 2022, 18:38:03 UTC
Previous filing
02 Feb 2022
Next filing
09 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award $37.25 +0 +0.02% $80.49 2,494 02 Mar 2020 Direct F1
transaction AWR Common Shares Award $37.39 +0 +0.02% $81.16 2,494 01 Jun 2020 Direct F2
transaction AWR Common Shares Award $41.22 +1 +0.02% $75.20 2,495 01 Sep 2020 Direct F3
transaction AWR Common Shares Award $41.4 +1 +0.02% $74.44 2,495 01 Dec 2020 Direct F4
transaction AWR Common Shares Award $314 +4 +0.18% $71.65 2,500 02 Mar 2021 Direct F5
transaction AWR Common Shares Award $315 +4 +0.16% $78.85 2,504 02 Jun 2021 Direct F6
transaction AWR Common Shares Award $345 +4 +0.15% $93.85 2,507 01 Sep 2021 Direct F7
transaction AWR Common Shares Award $346 +4 +0.15% $94.10 2,511 01 Dec 2021 Direct F8
transaction AWR Common Shares Disposed to Issuer $0 -2 -0.07% $0.000000 2,509 04 Feb 2022 Direct F9
transaction AWR Common Shares Disposed to Issuer $0 -36 -2.9% $0.000000 1,186 04 Feb 2022 401k F10
transaction AWR Common Shares Tax liability $6,980 -78 -3.1% $89.69 2,431 04 Feb 2022 Direct F11
transaction AWR Common Shares Tax liability $6,081 -68 -2.8% $89.69 2,364 04 Feb 2022 Direct F12
transaction AWR Common Shares Tax liability $1,481 -17 -0.7% $89.69 2,347 04 Feb 2022 Direct F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DER unites credited on 03/02/2020 as dividend at FMV
F2 DER Units credited on 06/02/2020 as dividend at FMV
F3 DER Units credited on 09/01/2020 as dividend at FMV
F4 DER units credited on 12/01/2020 as dividend at FMV
F5 DER units credited on 03/02/2021 as dividend at FMV
F6 DER Units credited on 06/02/2021 as dividend at FMV
F7 DER Units credited on 09/01/2021 as dividend at FMV
F8 DER units credited on 12/01/2021 as dividend at FMV
F9 Adjustment due to partial share
F10 Updated 401k Information
F11 77.8282 shares withheld to satisfy tax liability.
F12 67.7975 shares withheld to satisfy tax liability.
F13 16.5120 shares withheld to satisfy tax liability.