James Ison - Feb 3, 2023 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Role
Chief Sales/Marketing Officer
Signature
/s/James Ison
Stock symbol
OSS
Transactions as of
Feb 3, 2023
Transactions value $
$8,400
Form type
4
Date filed
2/7/2023, 05:05 PM
Previous filing
Nov 23, 2022
Next filing
Feb 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSS Common Stock Options Exercise $8.4K +18.3K +18.66% $0.46* 116K Feb 3, 2023 By Trust F1
holding OSS Common Stock 76.8K Feb 3, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSS Employee Stock Option (right to buy) Options Exercise $0 -18.3K -55.59% $0.00 14.6K Feb 3, 2023 Common Stock 18.3K $0.46 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.
F2 Includes 76,834 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
F3 The option is fully vested.