Key facts
- This page summarizes James Ison's Form 4 filing for ONE STOP SYSTEMS, INC. (OSS).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 23 Nov 2022, 17:04.
James Ison - 22 Nov 2022 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)
- Reporting relationship
- Chief Sales/Marketing Officer
- Issuer ticker
- OSS
- Reported as of
- 22 Nov 2022
- Net transaction value
- -$2,691
- SEC form
- 4
- Accepted by SEC
- 23 Nov 2022, 17:04:29 UTC
- Prior SEC filing
- 14 Nov 2022
- Next SEC filing
- 07 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ James Ison
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James Ison filed Form 4 for ONE STOP SYSTEMS, INC. (OSS) on 23 Nov 2022.
Change
- Previous filing in this sequence was filed on 14 Nov 2022.
- Current net transaction value: -$2,691.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OSS
transaction
Common Stock
Tax liability
- Transaction value
- $2,691
- Shares
- -849
- Change %
- -1.1%
- Price
- $3.17
- Shares after
- 78,485
- Date
- 22 Nov 2022
- Ownership
- Direct
- Footnotes
- F1, F2
OSS
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -1,651
- Change %
- -2.1%
- Price
- $0.000000
- Shares after
- 76,834
- Date
- 22 Nov 2022
- Ownership
- Direct
- Footnotes
- F3, F4
OSS
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- +1,651
- Change %
- +1.7%
- Price
- $0.000000
- Shares after
- 97,838
- Date
- 22 Nov 2022
- Ownership
- By Trust
- Footnotes
- F3, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The Reporting Person forfeited 849 shares of common stock upon conversion of 2,500 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021.
Footnote F2
Includes 78,485 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
Footnote F3
On November 22, 2022, the Reporting Person transferred 1,651 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.
Footnote F4
Includes 76,834 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
Footnote F5
These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.