Thor Gjerdrum - Feb 1, 2023 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
President
Signature
/s/ Carol Meltzer, by power of attorney
Stock symbol
AMRK
Transactions as of
Feb 1, 2023
Transactions value $
-$208,134
Form type
4
Date filed
2/3/2023, 02:14 PM
Previous filing
Dec 5, 2022
Next filing
Feb 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $12.9K +4.08K +12.85% $3.17* 35.9K Feb 1, 2023 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$163K -4.08K -11.39% $40.00 31.8K Feb 1, 2023 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $2.91K +918 +2.89% $3.17* 32.7K Feb 2, 2023 Direct
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $2.78K +666 +2.04% $4.17* 33.4K Feb 2, 2023 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$63.5K -1.58K -4.75% $40.08 31.8K Feb 2, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -4.08K -40.82% $0.00 5.92K Feb 1, 2023 Common Stock, par value $0.01 per share 4.08K $3.17 Direct F3
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -918 -15.51% $0.00 5K Feb 2, 2023 Common Stock, par value $0.01 per share 918 $3.17 Direct F3
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -666 -6.66% $0.00 9.33K Feb 2, 2023 Common Stock, par value $0.01 per share 666 $4.17 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale upon exercise of stock option pursuant to Rule 10b5-1 trading plan.
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $40.00 to not more than $40.40. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 The option granted covered 50,000 shares, and vested 33.3% per year on June 30, 2020, 2021 and 2022.