Thor Gjerdrum - 01 Feb 2023 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
President
Signature
/s/ Carol Meltzer, by power of attorney
Issuer symbol
AMRK
Transactions as of
01 Feb 2023
Net transactions value
-$208,134
Form type
4
Filing time
03 Feb 2023, 14:14:44 UTC
Previous filing
05 Dec 2022
Next filing
07 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $12,940 +4,082 +13% $3.17* 35,852 01 Feb 2023 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale $163,280 -4,082 -11% $40.00 31,770 01 Feb 2023 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $2,910 +918 +2.9% $3.17* 32,688 02 Feb 2023 Direct
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $2,777 +666 +2% $4.17* 33,354 02 Feb 2023 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale $63,481 -1,584 -4.7% $40.08 31,770 02 Feb 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -4,082 -41% $0.000000 5,918 01 Feb 2023 Common Stock, par value $0.01 per share 4,082 $3.17 Direct F3
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -918 -16% $0.000000 5,000 02 Feb 2023 Common Stock, par value $0.01 per share 918 $3.17 Direct F3
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -666 -6.7% $0.000000 9,334 02 Feb 2023 Common Stock, par value $0.01 per share 666 $4.17 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale upon exercise of stock option pursuant to Rule 10b5-1 trading plan.
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $40.00 to not more than $40.40. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 The option granted covered 50,000 shares, and vested 33.3% per year on June 30, 2020, 2021 and 2022.