Thor Gjerdrum - Dec 1, 2022 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
President
Signature
/s/ Carol Meltzer, by power of attorney
Stock symbol
AMRK
Transactions as of
Dec 1, 2022
Transactions value $
$48,476
Form type
4
Date filed
12/5/2022, 02:00 PM
Previous filing
Sep 8, 2022
Next filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $21.1K +6.67K +20.99% $3.17* 38.4K Dec 1, 2022 Direct
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $27.8K +6.67K +17.35% $4.17* 45.1K Dec 1, 2022 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$467 -13.3 -0.04% $35.02 31.8K Dec 1, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -6.67K -40% $0.00 10K Dec 1, 2022 Common Stock, par value $0.01 per share 6.67K $3.17 Direct F3
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -6.67K -40% $0.00 10K Dec 1, 2022 Common Stock, par value $0.01 per share 6.67K $4.17 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold under a pre-established Rule 10b5-1 trading plan.
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $35.00 to not more than $35.07. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 The option granted covered 50,000 shares, and vested 33.3% per year on June 30, 2020, 2021 and 2022.