Bonita Lee - Jan 31, 2023 Form 4 Insider Report for HANMI FINANCIAL CORP (HAFC)

Role
President & CEO
Signature
/s/ Bonita Lee
Stock symbol
HAFC
Transactions as of
Jan 31, 2023
Transactions value $
-$75,375
Form type
4
Date filed
2/1/2023, 03:59 PM
Previous filing
Aug 8, 2022
Next filing
Mar 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HAFC Common Stock Options Exercise $822K +50K +53.71% $16.43 143K Jan 31, 2023 Direct
transaction HAFC Common Stock Tax liability -$897K -38.5K -26.91% $23.29 105K Jan 31, 2023 Direct
holding HAFC Common Stock 1K Jan 31, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HAFC Stock Options Options Exercise $0 -50K -100% $0.00* 0 Jan 31, 2023 Common Stock 50K $16.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.