Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ATHA | Common Stock | Award | $1.81K | +662 | +0.51% | $2.74 | 129K | Nov 18, 2022 | Direct | F1, F2, F3 |
holding | ATHA | Common Stock | 6.56K | Jan 27, 2023 | By Irrevocable Trust of OSL | F4 | |||||
holding | ATHA | Common Stock | 6.56K | Jan 27, 2023 | By Irrevocable Trust of SWL | F5 | |||||
holding | ATHA | Common Stock | 6.56K | Jan 27, 2023 | By Irrevocable Trust of WGL | F6 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ATHA | Stock Option (Right to Buy) | Award | $0 | +425K | $0.00 | 425K | Jan 27, 2023 | Common Stock | 425K | $4.11 | Direct | F7 |
Id | Content |
---|---|
F1 | The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Athira Pharma, Inc. 2020 Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of May 18, 2022 through November 18, 2022. This transaction is also exempt under Rule 16b-3(c). |
F2 | The Purchase Period ended November 18, 2022 and is the sole Purchase Period in the Offering Period (as defined in the ESPP) that began May 18, 2022. |
F3 | In accordance with the ESPP, these shares were purchased based on 85% of the closing price on November 18, 2022. |
F4 | Reflects Common Stock held by Irrevocable Trust of OSL held for the benefit of Dr. Litton's children. |
F5 | Reflects Common Stock held by Irrevocable Trust of SWL held for the benefit of Dr. Litton's children. |
F6 | Reflects Common Stock held by Irrevocable Trust of WGL held for the benefit of Dr. Litton's children. |
F7 | One thirty-sixth (1/36th) of the shares subject to the option will vest on February 27, 2023 and one thirty-sixth of the shares subject to the option will vest each month thereafter. |