Sonja Nelson - 27 Jan 2023 Form 4 Insider Report for Ambrx Biopharma Inc.

Role
Chief Fin. & Operating Officer
Signature
/s/ Sonja Nelson
Issuer symbol
N/A
Transactions as of
27 Jan 2023
Net transactions value
$0
Form type
4
Filing time
31 Jan 2023, 17:16:32 UTC
Previous filing
03 Jan 2023
Next filing
28 Apr 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMAM Employee Stock Option (right to buy) Disposed to Issuer -2,574,596 -100% 0 27 Jan 2023 Ordinary Shares 2,574,596 $2.56 Direct F1, F2, F3
transaction AMAM Employee Stock Option (right to buy) Award +2,574,596 2,574,596 27 Jan 2023 Ordinary Shares 2,574,596 $0.2800 Direct F1, F2, F3
transaction AMAM Employee Stock Option (right to buy) Disposed to Issuer -850,000 -100% 0 27 Jan 2023 Ordinary Shares 850,000 $0.6400 Direct F2, F3, F4
transaction AMAM Employee Stock Option (right to buy) Award +850,000 850,000 27 Jan 2023 Ordinary Shares 850,000 $0.2800 Direct F2, F3, F4
transaction AMAM Employee Stock Option (right to buy) Disposed to Issuer -425,000 -100% 0 27 Jan 2023 Ordinary Shares 425,000 $0.6400 Direct F2, F3
transaction AMAM Employee Stock Option (right to buy) Award +425,000 425,000 27 Jan 2023 Ordinary Shares 425,000 $0.2800 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Twenty-five percent of the Ordinary Shares subject to the option vested on June 30, 2022, and the remainder vests in thirty-six equal monthly installments following such date.
F2 The Ordinary Shares of the Issuer may be represented by American Depositary Shares ("ADSs"). Each ADS represents seven Ordinary Shares of the Issuer.
F3 The option held by the reporting person was amended to reduce the exercise price.
F4 Twenty-five percent of the Ordinary Shares subject to the option vests on February 23, 2023, and the remainder vests in thirty-six equal monthly installments following such date.