Gabe Woodward - 30 Jan 2023 Form 4 Insider Report for GENELUX CORP (GNLX)

Role
Director
Signature
/s/ Sean Ryder, Attorney-in-Fact
Issuer symbol
GNLX
Transactions as of
30 Jan 2023
Net transactions value
$0
Form type
4
Filing time
30 Jan 2023, 15:25:33 UTC
Previous filing
25 Jan 2023
Next filing
02 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNLX Common Stock Conversion of derivative security +5,378 5,378 30 Jan 2023 By Olympic Xploration F1
transaction GNLX Common Stock Conversion of derivative security +3,186 3,186 30 Jan 2023 Direct F2
transaction GNLX Common Stock Conversion of derivative security +2,798 2,798 30 Jan 2023 By Trust F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNLX Series I Preferred Stock Conversion of derivative security -13,000 -100% 0 30 Jan 2023 Common Stock 5,378 By Olympic Xploration F1
transaction GNLX Series J Preferred Stock Conversion of derivative security -7,000 -100% 0 30 Jan 2023 Common Stock 3,186 Direct F2
transaction GNLX Series K Preferred Stock Conversion of derivative security -6,000 -100% 0 30 Jan 2023 Common Stock 2,798 By Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series I Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series I Preferred Stock had no expiration date.
F2 Each share of Series J Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Series J Preferred Stock upon the closing of the Issuer's initial public offering. The Series J Preferred Stock had no expiration date.
F3 Each share of Series K Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.399411327 shares of Common Stock for each 3 shares of Series K Preferred Stock upon the closing of the Issuer's initial public offering. The Series K Preferred Stock had no expiration date.
F4 By Gabe Woodward, Trustee of The Gabe and Staci Woodward Family Trust dated June 5, 2009.