Gabe Woodward - Jan 30, 2023 Form 4 Insider Report for GENELUX CORP (GNLX)

Role
Director
Signature
/s/ Sean Ryder, Attorney-in-Fact
Stock symbol
GNLX
Transactions as of
Jan 30, 2023
Transactions value $
$0
Form type
4
Date filed
1/30/2023, 03:25 PM
Previous filing
Jan 25, 2023
Next filing
May 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNLX Common Stock Conversion of derivative security +5.38K 5.38K Jan 30, 2023 By Olympic Xploration F1
transaction GNLX Common Stock Conversion of derivative security +3.19K 3.19K Jan 30, 2023 Direct F2
transaction GNLX Common Stock Conversion of derivative security +2.8K 2.8K Jan 30, 2023 By Trust F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNLX Series I Preferred Stock Conversion of derivative security -13K -100% 0 Jan 30, 2023 Common Stock 5.38K By Olympic Xploration F1
transaction GNLX Series J Preferred Stock Conversion of derivative security -7K -100% 0 Jan 30, 2023 Common Stock 3.19K Direct F2
transaction GNLX Series K Preferred Stock Conversion of derivative security -6K -100% 0 Jan 30, 2023 Common Stock 2.8K By Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series I Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Preferred Stock upon the closing of the Issuer's initial public offering. The Series I Preferred Stock had no expiration date.
F2 Each share of Series J Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.36557561 shares of Common Stock for each 3 shares of Series J Preferred Stock upon the closing of the Issuer's initial public offering. The Series J Preferred Stock had no expiration date.
F3 Each share of Series K Preferred Stock automatically converted into shares of Common Stock at a conversion ratio of 1.399411327 shares of Common Stock for each 3 shares of Series K Preferred Stock upon the closing of the Issuer's initial public offering. The Series K Preferred Stock had no expiration date.
F4 By Gabe Woodward, Trustee of The Gabe and Staci Woodward Family Trust dated June 5, 2009.