Aladar Szalay - Jan 25, 2023 Form 3 Insider Report for GENELUX CORP (GNLX)

Role
10%+ Owner
Signature
/s/ Sean Ryder, J.D., Attorney-in-Fact
Stock symbol
GNLX
Transactions as of
Jan 25, 2023
Transactions value $
$0
Form type
3
Date filed
1/25/2023, 06:33 PM
Next filing
Jan 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GNLX Common Stock 32.2K Jan 25, 2023 Direct
holding GNLX Common Stock 1.76M Jan 25, 2023 By Trust F1
holding GNLX Common Stock 1.59M Jan 25, 2023 By Trust F2
holding GNLX Common Stock 50K Jan 25, 2023 By Trust F3
holding GNLX Common Stock 169K Jan 25, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GNLX Series A Preferred Stock Jan 25, 2023 Common Stock 500K By Trust F1, F4
holding GNLX Series A Preferred Stock Jan 25, 2023 Common Stock 500K By Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by The Szalay 2009 Irrevocable Trust.
F2 Shares held by The Szalay 2010 Retained Annuity Trust.
F3 Shares held by The Szalay Children's Trust.
F4 The Series A Preferred Stock will automatically convert into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock immediately upon the closing of the Issuer's initial public offering. The Preferred Stock has no expiration date.