Aladar Szalay - 25 Jan 2023 Form 3 Insider Report for GENELUX CORP (GNLX)

Role
10%+ Owner
Signature
/s/ Sean Ryder, J.D., Attorney-in-Fact
Issuer symbol
GNLX
Transactions as of
25 Jan 2023
Net transactions value
$0
Form type
3
Filing time
25 Jan 2023, 18:33:12 UTC
Next filing
30 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GNLX Common Stock 32,167 25 Jan 2023 Direct
holding GNLX Common Stock 1,758,760 25 Jan 2023 By Trust F1
holding GNLX Common Stock 1,589,577 25 Jan 2023 By Trust F2
holding GNLX Common Stock 50,000 25 Jan 2023 By Trust F3
holding GNLX Common Stock 169,494 25 Jan 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GNLX Series A Preferred Stock 25 Jan 2023 Common Stock 500,000 By Trust F1, F4
holding GNLX Series A Preferred Stock 25 Jan 2023 Common Stock 500,000 By Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by The Szalay 2009 Irrevocable Trust.
F2 Shares held by The Szalay 2010 Retained Annuity Trust.
F3 Shares held by The Szalay Children's Trust.
F4 The Series A Preferred Stock will automatically convert into shares of Common Stock at a conversion ratio of 1 share of Common Stock for each 3 shares of Preferred Stock immediately upon the closing of the Issuer's initial public offering. The Preferred Stock has no expiration date.