Christopher Reichert - Jan 18, 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
CEO of Stifel Bank & Trust
Signature
/s/ Christopher Reichert
Stock symbol
SF
Transactions as of
Jan 18, 2023
Transactions value $
-$116,448
Form type
4
Date filed
1/20/2023, 03:44 PM
Previous filing
Mar 4, 2022
Next filing
Feb 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +6.41K +12.15% $0.00 59.1K Jan 18, 2023 by Trust
transaction SF Common Stock Tax liability -$116K -2K -3.37% $58.37 57.1K Jan 18, 2023 by Trust
holding SF Common Stock 9.62K Jan 18, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -6.41K -30.03% $0.00 14.9K Jan 18, 2023 Common Stock 6.41K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.