Thomas B. Michaud - Jan 18, 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Senior Vice President
Signature
/s/ Thomas Michaud
Stock symbol
SF
Transactions as of
Jan 18, 2023
Transactions value $
-$432,405
Form type
4
Date filed
1/20/2023, 03:41 PM
Previous filing
Mar 4, 2022
Next filing
Feb 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +19.3K +13.77% $0.00 160K Jan 18, 2023 Direct
transaction SF Common Stock Tax liability -$432K -7.41K -4.64% $58.37 152K Jan 18, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -19.3K -34.9% $0.00 36K Jan 18, 2023 Common Stock 19.3K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.