James Marischen - Jan 18, 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Financial Officer
Signature
/s/ James Marischen
Stock symbol
SF
Transactions as of
Jan 18, 2023
Transactions value $
-$238,033
Form type
4
Date filed
1/20/2023, 03:39 PM
Previous filing
Mar 4, 2022
Next filing
Feb 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +8.71K +19.85% $0.00 52.6K Jan 18, 2023 Direct
transaction SF Common Stock Tax liability -$238K -4.08K -7.76% $58.37 48.5K Jan 18, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -8.71K -26.36% $0.00 24.3K Jan 18, 2023 Common Stock 8.71K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.