James M. Marischen - 18 Jan 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Financial Officer
Signature
/s/ James Marischen
Issuer symbol
SF
Transactions as of
18 Jan 2023
Net transactions value
-$238,033
Form type
4
Filing time
20 Jan 2023, 15:39:35 UTC
Previous filing
04 Mar 2022
Next filing
23 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +8,705 +20% $0.000000 52,558 18 Jan 2023 Direct
transaction SF Common Stock Tax liability $238,033 -4,078 -7.8% $58.37 48,480 18 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -8,705 -26% $0.000000 24,315 18 Jan 2023 Common Stock 8,705 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.