Ronald J. Kruszewski - Jan 18, 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Executive Officer, Director
Signature
/s/ Ronald Kruszewski
Stock symbol
SF
Transactions as of
Jan 18, 2023
Transactions value $
-$772,293
Form type
4
Date filed
1/20/2023, 03:37 PM
Previous filing
Aug 11, 2022
Next filing
Feb 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +35.4K +2.7% $0.00 1.35M Jan 18, 2023 Direct
transaction SF Common Stock Tax liability -$772K -13.2K -0.98% $58.37 1.33M Jan 18, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -35.4K -30.59% $0.00 80.2K Jan 18, 2023 Common Stock 35.4K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.