Michael A. Schwartz - Dec 31, 2022 Form 5 Insider Report for NewtekOne, Inc. (NEWTL)

Role
Chief Legal&Compliance Officer
Signature
Michael Schwartz
Stock symbol
NEWTL
Transactions as of
Dec 31, 2022
Transactions value $
-$14,703
Form type
5
Date filed
1/18/2023, 11:26 AM
Previous filing
Aug 5, 2022
Next filing
Mar 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEWTL Common stock Tax liability -$39.2K -1.47K -3.52% $26.64 40.3K Feb 15, 2022 Direct F1
transaction NEWTL Common stock Tax liability -$16.4K -596 -1.46% $27.54 40.3K Mar 15, 2022 Direct F1
transaction NEWTL Common stock Purchase $4.83K +181 +0.45% $26.70 40.3K Mar 31, 2022 Direct F2
transaction NEWTL Common stock Purchase $5.7K +301 +0.75% $18.93 40.3K Jun 30, 2022 Direct F2
transaction NEWTL Common stock Purchase $14.3K +878 +2.23% $16.32 40.3K Sep 30, 2022 Direct F2
transaction NEWTL Common stock Purchase $16K +987 +2.51% $16.25 40.3K Dec 30, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares
F2 Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer