Michael A. Schwartz - 31 Dec 2022 Form 5 Insider Report for NewtekOne, Inc. (NEWT)

Role
Chief Legal&Compliance Officer
Signature
Michael Schwartz
Issuer symbol
NEWT
Transactions as of
31 Dec 2022
Net transactions value
-$14,703
Form type
5
Filing time
18 Jan 2023, 11:26:42 UTC
Previous filing
05 Aug 2022
Next filing
22 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEWTL Common stock Tax liability $39,187 -1,471 -3.5% $26.64 40,336 15 Feb 2022 Direct F1
transaction NEWTL Common stock Tax liability $16,414 -596 -1.5% $27.54 40,336 15 Mar 2022 Direct F1
transaction NEWTL Common stock Purchase $4,833 +181 +0.45% $26.70 40,336 31 Mar 2022 Direct F2
transaction NEWTL Common stock Purchase $5,698 +301 +0.75% $18.93 40,336 30 Jun 2022 Direct F2
transaction NEWTL Common stock Purchase $14,329 +878 +2.2% $16.32 40,336 30 Sep 2022 Direct F2
transaction NEWTL Common stock Purchase $16,039 +987 +2.5% $16.25 40,336 30 Dec 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares
F2 Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer