Jinn Wu - Jan 13, 2023 Form 4 Insider Report for Athenex, Inc. (ATNXQ)

Role
Director
Signature
/s/ Steven Adams, Attorney-in-Fact
Stock symbol
ATNXQ
Transactions as of
Jan 13, 2023
Transactions value $
$8,500
Form type
4
Date filed
1/17/2023, 07:23 AM
Previous filing
Oct 12, 2022
Next filing
Apr 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATNXQ Common Stock Award $8.5K +45.7K +8.79% $0.19 566K Jan 13, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ATNXQ Stock Option (Right to Buy) 40K Jan 13, 2023 Common Stock 40K $4.55 Direct
holding ATNXQ Stock Option (Right to Buy) 10K Jan 13, 2023 Common Stock 10K $4.55 Direct
holding ATNXQ Stock Option (Right to Buy) 54K Jan 13, 2023 Common Stock 54K $5.50 Direct
holding ATNXQ Stock Option (Right to Buy) 96K Jan 13, 2023 Common Stock 96K $5.50 Direct
holding ATNXQ Stock Option (Right to Buy) 28.5K Jan 13, 2023 Common Stock 28.5K $11.00 Direct
holding ATNXQ Stock Option (Right to Buy) 16.5K Jan 13, 2023 Common Stock 16.5K $17.30 Direct
holding ATNXQ Stock Option (Right to Buy) 15K Jan 13, 2023 Common Stock 15K $13.17 Direct F2
holding ATNXQ Stock Option (Right to Buy) 12.5K Jan 13, 2023 Common Stock 12.5K $12.45 Direct F3
holding ATNXQ Stock Option (Right to Buy) 7.5K Jan 13, 2023 Common Stock 7.5K $3.80 Direct
holding ATNXQ Stock Option (Right to Buy) 15K Jan 13, 2023 Common Stock 15K $0.46 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
F2 This option vests in four equal annual installments beginning on February 28, 2020.
F3 This option vests in four equal annual installments beginning on June 5, 2021.
F4 This option vests on June 28, 2023.