Jinn Wu - Oct 7, 2022 Form 4 Insider Report for Athenex, Inc. (ATNXQ)

Role
Director
Signature
/s/ Steven Adams, Attorney-in-Fact
Stock symbol
ATNXQ
Transactions as of
Oct 7, 2022
Transactions value $
$8,500
Form type
4
Date filed
10/12/2022, 08:46 AM
Previous filing
Aug 30, 2022
Next filing
Jan 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATNXQ Common Stock Award $8.5K +35.3K +7.28% $0.24 520K Oct 7, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ATNXQ Stock Option (Right to Buy) 40K Oct 7, 2022 Common Stock 40K $4.55 Direct
holding ATNXQ Stock Option (Right to Buy) 10K Oct 7, 2022 Common Stock 10K $4.55 Direct
holding ATNXQ Stock Option (Right to Buy) 54K Oct 7, 2022 Common Stock 54K $5.50 Direct
holding ATNXQ Stock Option (Right to Buy) 96K Oct 7, 2022 Common Stock 96K $5.50 Direct
holding ATNXQ Stock Option (Right to Buy) 28.5K Oct 7, 2022 Common Stock 28.5K $11.00 Direct
holding ATNXQ Stock Option (Right to Buy) 16.5K Oct 7, 2022 Common Stock 16.5K $17.30 Direct
holding ATNXQ Stock Option (Right to Buy) 15K Oct 7, 2022 Common Stock 15K $13.17 Direct F2
holding ATNXQ Stock Option (Right to Buy) 12.5K Oct 7, 2022 Common Stock 12.5K $12.45 Direct F3
holding ATNXQ Stock Option (Right to Buy) 7.5K Oct 7, 2022 Common Stock 7.5K $3.80 Direct
holding ATNXQ Stock Option (Right to Buy) 15K Oct 7, 2022 Common Stock 15K $0.46 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
F2 This option vests in four equal annual installments beginning on February 28, 2020.
F3 This option vests in four equal annual installments beginning on June 5, 2021.
F4 This option vests on June 28, 2023.