Key facts
- This page summarizes Alan Rappaport's Form 4 filing for Victory Capital Holdings, Inc. (VCTR).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 12 Jan 2023, 16:06.
Alan Rappaport - 10 Jan 2023 Form 4 Insider Report for Victory Capital Holdings, Inc. (VCTR)
- Reporting relationship
- Director
- Issuer ticker
- VCTR
- Reported as of
- 10 Jan 2023
- Net transaction value
- +$49,983
- SEC form
- 4
- Accepted by SEC
- 12 Jan 2023, 16:06:24 UTC
- Prior SEC filing
- 12 Oct 2022
- Next SEC filing
- 12 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Nina Gupta, attorney-in-fact for Mr. Rappaport
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Alan Rappaport filed Form 4 for Victory Capital Holdings, Inc. (VCTR) on 12 Jan 2023.
Change
- Previous filing in this sequence was filed on 12 Oct 2022.
- Current net transaction value: +$49,983.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VCTR
transaction
Common Stock
Award
- Transaction value
- $49,983
- Shares
- +1,720
- Change %
- +1.2%
- Price
- $29.06
- Shares after
- 140,227
- Date
- 10 Jan 2023
- Ownership
- Direct
- Footnotes
- F1
VCTR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 298,861
- Date
- 10 Jan 2023
- Ownership
- See Footnote
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
These shares of Common Stock were issued to Mr. Rappaport at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. Rappaport's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $21,250 (iii) Mr. Rappaport's election in lieu of director fees for service as the chairperson of the Company's Compensation Committee payable in cash in the amount of $3,750. The price in each case is based on the closing price of the Company's shares on January 10, 2023.
Footnote F2
These securities are held directly by ADR Partners, which is controlled by Mr. Rappaport. Mr. Rappaport disclaims beneficial ownership of the shares held by ADR Partners except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Rappaport is the beneficial owner of the shares held by ADR Partners.