Alan Rappaport - Oct 10, 2022 Form 4 Insider Report for Victory Capital Holdings, Inc. (VCTR)

Role
Director
Signature
/s/ Nina Gupta, attorney-in-fact for Mr. Rappaport
Stock symbol
VCTR
Transactions as of
Oct 10, 2022
Transactions value $
$49,997
Form type
4
Date filed
10/12/2022, 07:37 PM
Previous filing
Jul 13, 2022
Next filing
Jan 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VCTR Common Stock Award $50K +1.95K +1.43% $25.60 139K Oct 10, 2022 Direct F1
holding VCTR Common Stock 299K Oct 10, 2022 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of Common Stock were issued to Mr. Rappaport at: (i) the Company's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $25,000 and (ii) Mr. Rappaport's election in lieu of quarterly director fees for service on the Company Board payable in cash in the amount of $21,250 (iii) Mr. Rappaport's election in lieu of director fees for service as the chairperson of the Company's Compensation Committee payable in cash in the amount of $3,750. The price in each case is based on the closing price of the Company's shares on October 10, 2022.
F2 These securities are held directly by ADR Partners, which is controlled by Mr. Rappaport. Mr. Rappaport disclaims beneficial ownership of the shares held by ADR Partners except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Rappaport is the beneficial owner of the shares held by ADR Partners.