Christine Zedelmayer - Jan 3, 2023 Form 4 Insider Report for Equillium, Inc. (EQ)

Role
Sr. Vice President and COO
Signature
/s/ Jason A. Keyes, Attorney-in-Fact for Christine Zedelmayer
Stock symbol
EQ
Transactions as of
Jan 3, 2023
Transactions value $
$16,711
Form type
4
Date filed
1/4/2023, 05:43 PM
Previous filing
Feb 7, 2023
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQ Common Stock Award $16.7K +9.03K +8.82% $1.85 111K Jun 10, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQ Employee Stock Option (right to buy) Award $0 +175K $0.00 175K Jan 3, 2023 Common Stock 175K $1.06 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired by the Reporting Person under the Issuer's 2018 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.