Jose Minaya - 03 Jan 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
Elizabeth McCarroll by power of attorney for Jose M. Minaya
Issuer symbol
MCO
Transactions as of
03 Jan 2023
Net transactions value
+$28,750
Form type
4
Filing time
04 Jan 2023, 15:03:58 UTC
Previous filing
15 Dec 2022
Next filing
08 Feb 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Phantom Stock Units (Deferred Compensation) Award $28,750 +104 +102% $276.47 206 03 Jan 2023 Common Stock 104 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F2 The security converts to common stock on a one-for-one basis.
F3 These units are to be settled in cash after the Reporting Person's retirement.