Jose Minaya - 14 Dec 2022 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
Elizabeth McCarroll by power of attorney for Jose Minaya.
Issuer symbol
MCO
Transactions as of
14 Dec 2022
Net transactions value
+$69.94
Form type
4
Filing time
15 Dec 2022, 15:00:57 UTC
Previous filing
02 Nov 2022
Next filing
04 Jan 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Phantom Stock Units (Deferred Compensation) Award $69.94 +0 +0.23% $297.62 102 14 Dec 2022 Common Stock 0 Direct F1, F2, F3
transaction MCO Common Stock Award $0 +2 $0.000000 2 14 Dec 2022 Common Stock 2 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.
F2 The security converts to common stock on a one-for-one basis.
F3 These units are to be settled in cash after the Reporting Person's retirement.
F4 Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.