Jose Minaya - Dec 14, 2022 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
Elizabeth McCarroll by power of attorney for Jose Minaya.
Stock symbol
MCO
Transactions as of
Dec 14, 2022
Transactions value $
$70
Form type
4
Date filed
12/15/2022, 03:00 PM
Previous filing
Nov 2, 2022
Next filing
Jan 4, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Phantom Stock Units (Deferred Compensation) Award $69.90 +0.235 +0.23% $297.62 102 Dec 14, 2022 Common Stock 0.235 Direct F1, F2, F3
transaction MCO Common Stock Award $0 +1.7 $0.00 1.7 Dec 14, 2022 Common Stock 1.7 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.
F2 The security converts to common stock on a one-for-one basis.
F3 These units are to be settled in cash after the Reporting Person's retirement.
F4 Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.