Todd R. Ford - 20 Dec 2022 Form 4 Insider Report for HashiCorp, Inc.

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
N/A
Transactions as of
20 Dec 2022
Net transactions value
$0
Form type
4
Filing time
22 Dec 2022, 17:40:47 UTC
Previous filing
22 Sep 2022
Next filing
03 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +242 +1.8% 13,468 20 Dec 2022 Direct F1, F2
transaction HCP Class A Common Stock Conversion of derivative security +6,250 +46% 19,718 20 Dec 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -242 -100% $0.000000* 0 20 Dec 2022 Class A Common Stock 242 Direct F1, F4
transaction HCP Restricted Stock Units Options Exercise $0 -6,250 -17% $0.000000 31,250 20 Dec 2022 Class B Common Stock 6,250 Direct F5, F6
transaction HCP Class B Common Stock Options Exercise $0 +6,250 +12% $0.000000 56,250 20 Dec 2022 Class A Common Stock 6,250 Direct F3
transaction HCP Class B Common Stock Conversion of derivative security $0 -6,250 -11% $0.000000 50,000 20 Dec 2022 Class B Common Stock 6,250 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 The amount reported reflects a decrease of 242 shares of Class A Common Stock due to an administrative error on the Form 4 filed on June 22, 2022 and which was reflected in a subsequent report filed on September 22, 2022.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4 The RSUs vested in full on December 20, 2022.
F5 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F6 The remaining RSUs vest in five equal quarterly installments beginning on March 20, 2023.