Todd R. Ford - Dec 20, 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 20, 2022
Transactions value $
$0
Form type
4
Date filed
12/22/2022, 05:40 PM
Previous filing
Sep 22, 2022
Next filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +242 +1.83% 13.5K Dec 20, 2022 Direct F1, F2
transaction HCP Class A Common Stock Conversion of derivative security +6.25K +46.41% 19.7K Dec 20, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -242 -100% $0.00* 0 Dec 20, 2022 Class A Common Stock 242 Direct F1, F4
transaction HCP Restricted Stock Units Options Exercise $0 -6.25K -16.67% $0.00 31.3K Dec 20, 2022 Class B Common Stock 6.25K Direct F5, F6
transaction HCP Class B Common Stock Options Exercise $0 +6.25K +12.5% $0.00 56.3K Dec 20, 2022 Class A Common Stock 6.25K Direct F3
transaction HCP Class B Common Stock Conversion of derivative security $0 -6.25K -11.11% $0.00 50K Dec 20, 2022 Class B Common Stock 6.25K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 The amount reported reflects a decrease of 242 shares of Class A Common Stock due to an administrative error on the Form 4 filed on June 22, 2022 and which was reflected in a subsequent report filed on September 22, 2022.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4 The RSUs vested in full on December 20, 2022.
F5 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F6 The remaining RSUs vest in five equal quarterly installments beginning on March 20, 2023.