Todd R. Ford - Sep 20, 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Sep 20, 2022
Transactions value $
$0
Form type
4
Date filed
9/22/2022, 08:22 PM
Previous filing
Jul 19, 2022
Next filing
Dec 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +242 +3.47% 7.22K Sep 20, 2022 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +6.25K +86.59% 13.5K Sep 20, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -242 -50% $0.00 242 Sep 20, 2022 Class A Common Stock 242 Direct F1, F3
transaction HCP Restricted Stock Units Options Exercise $0 -6.25K -14.29% $0.00 37.5K Sep 20, 2022 Class B Common Stock 6.25K Direct F4, F5
transaction HCP Class B Common Stock Options Exercise $0 +6.25K +12.5% $0.00 56.3K Sep 20, 2022 Class A Common Stock 6.25K Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -6.25K -11.11% $0.00 50K Sep 20, 2022 Class A Common Stock 6.25K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The remaining RSUs vest on December 20, 2022.
F4 Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
F5 The remaining RSUs vest in six equal quarterly installments beginning on December 20, 2022.