Christine St.Clare - Dec 20, 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role
Director
Signature
/s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Stock symbol
AQB
Transactions as of
Dec 20, 2022
Transactions value $
$7,783
Form type
4
Date filed
12/21/2022, 02:55 PM
Previous filing
Mar 16, 2022
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQB Common Stock Purchase $7.78K +10K $0.78 10K Dec 20, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AQB Options to Purchase Common Stock 800 Dec 20, 2022 Common Stock 800 $10.80 Direct F2, F3, F4
holding AQB Options to Purchase Common Stock 2.5K Dec 20, 2022 Common Stock 2.5K $5.70 Direct F2, F4, F5
holding AQB Options to Purchase Common Stock 2.5K Dec 20, 2022 Common Stock 2.5K $9.60 Direct F2, F4, F6
holding AQB Options to Purchase Common Stock 2.5K Dec 20, 2022 Common Stock 2.5K $14.20 Direct F7
holding AQB Options to Purchase Common Stock 2.5K Dec 20, 2022 Common Stock 2.5K $2.50 Direct F8
holding AQB Options to Purchase Common Stock 2.5K Dec 20, 2022 Common Stock 2.5K $2.11 Direct F9
holding AQB Options to Purchase Common Stock 2.5K Dec 20, 2022 Common Stock 2.5K $1.88 Direct F10
holding AQB Options to Purchase Common Stock 2.5K Dec 20, 2022 Common Stock 2.5K $6.72 Direct F11
holding AQB Options to Purchase Common Stock 2.5K Dec 20, 2022 Common Stock 2.5K $1.52 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase of 10,000 shares at $.7783 12/20/2022
F2 Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
F3 Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F4 Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
F5 Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F6 Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F7 Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F8 Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F9 Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F10 Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F11 Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F12 Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.