Christine St.Clare - 20 Dec 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role: Director
Signature: /s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Issuer symbol: AQB
Transactions as of: 20 Dec 2022
Net transactions value: +$7,783
Form type: 4
Filing time: 21 Dec 2022, 14:55:52 UTC
Previous filing: 16 Mar 2022
Next filing: 16 Jun 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AQB	Common Stock	Purchase	$7,783	+10,000		$0.7783	10,000	20 Dec 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	AQB	Options to Purchase Common Stock						800	20 Dec 2022	Common Stock	800	$10.80	Direct	F2, F3, F4
holding	AQB	Options to Purchase Common Stock						2,500	20 Dec 2022	Common Stock	2,500	$5.70	Direct	F2, F4, F5
holding	AQB	Options to Purchase Common Stock						2,500	20 Dec 2022	Common Stock	2,500	$9.60	Direct	F2, F4, F6
holding	AQB	Options to Purchase Common Stock						2,500	20 Dec 2022	Common Stock	2,500	$14.20	Direct	F7
holding	AQB	Options to Purchase Common Stock						2,500	20 Dec 2022	Common Stock	2,500	$2.50	Direct	F8
holding	AQB	Options to Purchase Common Stock						2,500	20 Dec 2022	Common Stock	2,500	$2.11	Direct	F9
holding	AQB	Options to Purchase Common Stock						2,500	20 Dec 2022	Common Stock	2,500	$1.88	Direct	F10
holding	AQB	Options to Purchase Common Stock						2,500	20 Dec 2022	Common Stock	2,500	$6.72	Direct	F11
holding	AQB	Options to Purchase Common Stock						2,500	20 Dec 2022	Common Stock	2,500	$1.52	Direct	F12

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Purchase of 10,000 shares at $.7783 12/20/2022
F2	Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
F3	Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F4	Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
F5	Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F6	Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F7	Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F8	Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F9	Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F10	Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F11	Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F12	Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.