Christine St.Clare - Mar 14, 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role: Director
Signature: /s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Stock symbol: AQB
Transactions as of: Mar 14, 2022
Transactions value $: $0
Form type: 4
Date filed: 3/16/2022, 11:15 AM
Next filing: Dec 21, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AQB	Options to Purchase Common Stock	Award	$0	+2.5K		$0.00	2.5K	Mar 14, 2022	Common Stock	2.5K	$1.52	Direct	F11
holding	AQB	Options to Purchase Common Stock						800	Mar 14, 2022	Common Stock	800	$10.80	Direct	F1, F2, F3
holding	AQB	Options to Purchase Common Stock						2.5K	Mar 14, 2022	Common Stock	2.5K	$5.70	Direct	F1, F3, F4
holding	AQB	Options to Purchase Common Stock						2.5K	Mar 14, 2022	Common Stock	2.5K	$9.60	Direct	F1, F3, F5
holding	AQB	Options to Purchase Common Stock						2.5K	Mar 14, 2022	Common Stock	2.5K	$14.20	Direct	F6
holding	AQB	Options to Purchase Common Stock						2.5K	Mar 14, 2022	Common Stock	2.5K	$2.50	Direct	F7
holding	AQB	Options to Purchase Common Stock						2.5K	Mar 14, 2022	Common Stock	2.5K	$2.11	Direct	F8
holding	AQB	Options to Purchase Common Stock						2.5K	Mar 14, 2022	Common Stock	2.5K	$1.88	Direct	F9
holding	AQB	Options to Purchase Common Stock						2.5K	Mar 14, 2022	Common Stock	2.5K	$6.72	Direct	F10

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
F2	Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F3	Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
F4	Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F5	Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F6	Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F7	Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F8	Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F9	Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F10	Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F11	Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.