Christine St.Clare - Mar 14, 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role
Director
Signature
/s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Stock symbol
AQB
Transactions as of
Mar 14, 2022
Transactions value $
$0
Form type
4
Date filed
3/16/2022, 11:15 AM
Next filing
Dec 21, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AQB Options to Purchase Common Stock Award $0 +2.5K $0.00 2.5K Mar 14, 2022 Common Stock 2.5K $1.52 Direct F11
holding AQB Options to Purchase Common Stock 800 Mar 14, 2022 Common Stock 800 $10.80 Direct F1, F2, F3
holding AQB Options to Purchase Common Stock 2.5K Mar 14, 2022 Common Stock 2.5K $5.70 Direct F1, F3, F4
holding AQB Options to Purchase Common Stock 2.5K Mar 14, 2022 Common Stock 2.5K $9.60 Direct F1, F3, F5
holding AQB Options to Purchase Common Stock 2.5K Mar 14, 2022 Common Stock 2.5K $14.20 Direct F6
holding AQB Options to Purchase Common Stock 2.5K Mar 14, 2022 Common Stock 2.5K $2.50 Direct F7
holding AQB Options to Purchase Common Stock 2.5K Mar 14, 2022 Common Stock 2.5K $2.11 Direct F8
holding AQB Options to Purchase Common Stock 2.5K Mar 14, 2022 Common Stock 2.5K $1.88 Direct F9
holding AQB Options to Purchase Common Stock 2.5K Mar 14, 2022 Common Stock 2.5K $6.72 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
F2 Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F3 Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
F4 Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F5 Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F6 Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F7 Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F8 Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F9 Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F10 Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F11 Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.