Roger L. Dick - Nov 22, 2022 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
President/CEO of UCC
Signature
Roger L. Dick by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Stock symbol
UWHR
Transactions as of
Nov 22, 2022
Transactions value $
$0
Form type
4
Date filed
11/23/2022, 03:47 PM
Previous filing
Aug 15, 2022
Next filing
Nov 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock Other $0 +62 +2.46% $0.00 2.58K Nov 22, 2022 Direct F1, F2, F3
transaction UWHR Common Stock Other $0 +2.1K +2.5% $0.00 86K Nov 22, 2022 By 401(k) Plan F2, F3, F4
transaction UWHR Common Stock Other $0 +216 +2.49% $0.00 8.88K Nov 22, 2022 Direct F2, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
F2 Shares acquired as a result of a two and one-half percent (2.5%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-22-2022 as of Record Date 11-08-2022. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
F3 No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two and one-half percent (2.5%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-22-2022 as of Record Date 11-08-2022.
F4 Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick
F5 Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian