Roger L. Dick - Nov 21, 2023 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
President/CEO of UCC
Signature
Roger L. Dick by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Stock symbol
UWHR
Transactions as of
Nov 21, 2023
Transactions value $
$0
Form type
4
Date filed
11/28/2023, 05:18 PM
Previous filing
Nov 23, 2022
Next filing
Nov 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock Other $0 +51 +1.98% $0.00 2.63K Nov 21, 2023 Direct F1, F2, F3
transaction UWHR Common Stock Other $0 +1.72K +2% $0.00 87.7K Nov 21, 2023 Direct F2, F3, F4
transaction UWHR Common Stock Other $0 +177 +1.99% $0.00 9.06K Nov 21, 2023 Direct F2, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
F2 Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-21-2023 as of Record Date 11-07-2023. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
F3 No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-21-2023 as of Record Date 11-07-2023.
F4 Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick
F5 Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian