Seth M. Ellison - 15 Nov 2022 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
EVP & Chief Commercial Officer
Signature
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact
Issuer symbol
LEVI
Transactions as of
15 Nov 2022
Net transactions value
-$293,809
Form type
4
Filing time
17 Nov 2022, 18:25:12 UTC
Previous filing
15 Nov 2022
Next filing
21 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +4,315 +4.8% $0.000000 94,261 15 Nov 2022 Direct F1, F2
transaction LEVI Class A Common Stock Sale $70,550 -4,315 -4.6% $16.35 89,946 15 Nov 2022 Direct F1, F3
transaction LEVI Class A Common Stock Conversion of derivative security $0 +4,250 +4.7% $0.000000 94,196 16 Nov 2022 Direct F1, F2
transaction LEVI Class A Common Stock Sale $67,618 -4,250 -4.5% $15.91 89,946 16 Nov 2022 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Stock Appreciation Rights Options Exercise $0 -4,500 -21% $0.000000 17,254 15 Nov 2022 Class B Common Stock 4,500 $6.90 Direct F1, F5, F6
transaction LEVI Class B Common Stock Options Exercise $31,050 +4,500 $6.90 4,500 15 Nov 2022 Class A Common Stock 4,500 Direct F1, F6
transaction LEVI Class B Common Stock Disposed to Issuer $53,513 -3,279 -73% $16.32 1,221 15 Nov 2022 Class A Common Stock 3,279 Direct F1, F6, F7
transaction LEVI Stock Appreciation Rights Options Exercise $0 -10,500 -22% $0.000000 37,915 15 Nov 2022 Class B Common Stock 10,500 $6.10 Direct F1, F6, F8
transaction LEVI Class B Common Stock Options Exercise $64,050 +10,500 +860% $6.10 11,721 15 Nov 2022 Class A Common Stock 10,500 Direct F1, F6
transaction LEVI Class B Common Stock Disposed to Issuer $120,866 -7,406 -63% $16.32 4,315 15 Nov 2022 Class A Common Stock 7,406 Direct F1, F6, F7
transaction LEVI Class B Common Stock Conversion of derivative security $0 -4,315 -100% $0.000000* 0 15 Nov 2022 Class A Common Stock 4,315 Direct F1, F2, F6
transaction LEVI Stock Appreciation Rights Options Exercise $0 -4,500 -26% $0.000000 12,754 16 Nov 2022 Class B Common Stock 4,500 $6.90 Direct F1, F5, F6
transaction LEVI Class B Common Stock Options Exercise $31,050 +4,500 $6.90 4,500 16 Nov 2022 Class A Common Stock 4,500 Direct F1, F6
transaction LEVI Class B Common Stock Disposed to Issuer $52,635 -3,300 -73% $15.95 1,200 16 Nov 2022 Class A Common Stock 3,300 Direct F1, F6, F7
transaction LEVI Stock Appreciation Rights Options Exercise $0 -10,500 -28% $0.000000 27,415 16 Nov 2022 Class B Common Stock 10,500 $6.10 Direct F1, F6, F8
transaction LEVI Class B Common Stock Options Exercise $64,050 +10,500 +875% $6.10 11,700 16 Nov 2022 Class A Common Stock 10,500 Direct F1, F6
transaction LEVI Class B Common Stock Disposed to Issuer $118,828 -7,450 -64% $15.95 4,250 16 Nov 2022 Class A Common Stock 7,450 Direct F1, F6, F7
transaction LEVI Class B Common Stock Conversion of derivative security $0 -4,250 -100% $0.000000* 0 16 Nov 2022 Class A Common Stock 4,250 Direct F1, F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F3 The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.32 to $16.361. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4 The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.899 to $15.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5 100% of these stock appreciation rights are fully vested.
F6 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F7 Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.
F8 The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.