Seth M. Ellison - Nov 15, 2022 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
EVP & Chief Commercial Officer
Signature
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact
Stock symbol
LEVI
Transactions as of
Nov 15, 2022
Transactions value $
-$293,809
Form type
4
Date filed
11/17/2022, 06:25 PM
Previous filing
Nov 15, 2022
Next filing
Nov 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +4.32K +4.8% $0.00 94.3K Nov 15, 2022 Direct F1, F2
transaction LEVI Class A Common Stock Sale -$70.6K -4.32K -4.58% $16.35 89.9K Nov 15, 2022 Direct F1, F3
transaction LEVI Class A Common Stock Conversion of derivative security $0 +4.25K +4.73% $0.00 94.2K Nov 16, 2022 Direct F1, F2
transaction LEVI Class A Common Stock Sale -$67.6K -4.25K -4.51% $15.91 89.9K Nov 16, 2022 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Stock Appreciation Rights Options Exercise $0 -4.5K -20.69% $0.00 17.3K Nov 15, 2022 Class B Common Stock 4.5K $6.90 Direct F1, F5, F6
transaction LEVI Class B Common Stock Options Exercise $31.1K +4.5K $6.90 4.5K Nov 15, 2022 Class A Common Stock 4.5K Direct F1, F6
transaction LEVI Class B Common Stock Disposed to Issuer -$53.5K -3.28K -72.87% $16.32 1.22K Nov 15, 2022 Class A Common Stock 3.28K Direct F1, F6, F7
transaction LEVI Stock Appreciation Rights Options Exercise $0 -10.5K -21.69% $0.00 37.9K Nov 15, 2022 Class B Common Stock 10.5K $6.10 Direct F1, F6, F8
transaction LEVI Class B Common Stock Options Exercise $64.1K +10.5K +859.95% $6.10 11.7K Nov 15, 2022 Class A Common Stock 10.5K Direct F1, F6
transaction LEVI Class B Common Stock Disposed to Issuer -$121K -7.41K -63.19% $16.32 4.32K Nov 15, 2022 Class A Common Stock 7.41K Direct F1, F6, F7
transaction LEVI Class B Common Stock Conversion of derivative security $0 -4.32K -100% $0.00* 0 Nov 15, 2022 Class A Common Stock 4.32K Direct F1, F2, F6
transaction LEVI Stock Appreciation Rights Options Exercise $0 -4.5K -26.08% $0.00 12.8K Nov 16, 2022 Class B Common Stock 4.5K $6.90 Direct F1, F5, F6
transaction LEVI Class B Common Stock Options Exercise $31.1K +4.5K $6.90 4.5K Nov 16, 2022 Class A Common Stock 4.5K Direct F1, F6
transaction LEVI Class B Common Stock Disposed to Issuer -$52.6K -3.3K -73.33% $15.95 1.2K Nov 16, 2022 Class A Common Stock 3.3K Direct F1, F6, F7
transaction LEVI Stock Appreciation Rights Options Exercise $0 -10.5K -27.69% $0.00 27.4K Nov 16, 2022 Class B Common Stock 10.5K $6.10 Direct F1, F6, F8
transaction LEVI Class B Common Stock Options Exercise $64.1K +10.5K +875% $6.10 11.7K Nov 16, 2022 Class A Common Stock 10.5K Direct F1, F6
transaction LEVI Class B Common Stock Disposed to Issuer -$119K -7.45K -63.68% $15.95 4.25K Nov 16, 2022 Class A Common Stock 7.45K Direct F1, F6, F7
transaction LEVI Class B Common Stock Conversion of derivative security $0 -4.25K -100% $0.00* 0 Nov 16, 2022 Class A Common Stock 4.25K Direct F1, F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F3 The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.32 to $16.361. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4 The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.899 to $15.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5 100% of these stock appreciation rights are fully vested.
F6 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F7 Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.
F8 The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.