Seth M. Ellison - Nov 10, 2022 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
EVP & Chief Commercial Officer
Signature
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact
Stock symbol
LEVI
Transactions as of
Nov 10, 2022
Transactions value $
-$415,918
Form type
4
Date filed
11/15/2022, 03:09 PM
Previous filing
Feb 1, 2022
Next filing
Nov 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +4.1K +4.56% $0.00 94K Nov 10, 2022 Direct F1, F2
transaction LEVI Class A Common Stock Sale -$62K -4.1K -4.36% $15.11 89.9K Nov 10, 2022 Direct F1, F3
transaction LEVI Class A Common Stock Conversion of derivative security $0 +4.17K +4.63% $0.00 94.1K Nov 11, 2022 Direct F1, F2
transaction LEVI Class A Common Stock Sale -$64.5K -4.17K -4.43% $15.47 89.9K Nov 11, 2022 Direct F1, F4
transaction LEVI Class A Common Stock Conversion of derivative security $0 +4.28K +4.76% $0.00 94.2K Nov 14, 2022 Direct F1, F2
transaction LEVI Class A Common Stock Sale -$69.1K -4.28K -4.54% $16.16 89.9K Nov 14, 2022 Direct F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Stock Appreciation Rights Options Exercise $0 -4.5K -12.76% $0.00 30.8K Nov 10, 2022 Class B Common Stock 4.5K $6.90 Direct F1, F6, F7
transaction LEVI Class B Common Stock Options Exercise $31.1K +4.5K $6.90 4.5K Nov 10, 2022 Class A Common Stock 4.5K Direct F1, F7
transaction LEVI Class B Common Stock Disposed to Issuer -$50.7K -3.35K -74.42% $15.15 1.15K Nov 10, 2022 Class A Common Stock 3.35K Direct F1, F7, F8
transaction LEVI Stock Appreciation Rights Options Exercise $0 -10.5K -13.14% $0.00 69.4K Nov 10, 2022 Class B Common Stock 10.5K $6.10 Direct F1, F7, F9
transaction LEVI Class B Common Stock Options Exercise $64.1K +10.5K +912.25% $6.10 11.7K Nov 10, 2022 Class A Common Stock 10.5K Direct F1, F7
transaction LEVI Class B Common Stock Disposed to Issuer -$114K -7.55K -64.81% $15.15 4.1K Nov 10, 2022 Class A Common Stock 7.55K Direct F1, F7, F8
transaction LEVI Class B Common Stock Conversion of derivative security $0 -4.1K -100% $0.00* 0 Nov 10, 2022 Class A Common Stock 4.1K Direct F1, F2, F7
transaction LEVI Stock Appreciation Rights Options Exercise $0 -4.5K -14.63% $0.00 26.3K Nov 11, 2022 Class B Common Stock 4.5K $6.90 Direct F1, F6, F7
transaction LEVI Class B Common Stock Options Exercise $31.1K +4.5K $6.90 4.5K Nov 11, 2022 Class A Common Stock 4.5K Direct F1, F7
transaction LEVI Class B Common Stock Disposed to Issuer -$51.6K -3.33K -73.93% $15.50 1.17K Nov 11, 2022 Class A Common Stock 3.33K Direct F1, F7, F8
transaction LEVI Stock Appreciation Rights Options Exercise $0 -10.5K -15.13% $0.00 58.9K Nov 11, 2022 Class B Common Stock 10.5K $6.10 Direct F1, F7, F9
transaction LEVI Class B Common Stock Options Exercise $64.1K +10.5K +895.14% $6.10 11.7K Nov 11, 2022 Class A Common Stock 10.5K Direct F1, F7
transaction LEVI Class B Common Stock Disposed to Issuer -$116K -7.51K -64.3% $15.50 4.17K Nov 11, 2022 Class A Common Stock 7.51K Direct F1, F7, F8
transaction LEVI Class B Common Stock Conversion of derivative security $0 -4.17K -100% $0.00* 0 Nov 11, 2022 Class A Common Stock 4.17K Direct F1, F2, F7
transaction LEVI Stock Appreciation Rights Options Exercise $0 -4.5K -17.14% $0.00 21.8K Nov 14, 2022 Class B Common Stock 4.5K $6.90 Direct F1, F6, F7
transaction LEVI Class B Common Stock Options Exercise $31.1K +4.5K $6.90 4.5K Nov 14, 2022 Class A Common Stock 4.5K Direct F1, F7
transaction LEVI Class B Common Stock Disposed to Issuer -$53K -3.29K -73.13% $16.10 1.21K Nov 14, 2022 Class A Common Stock 3.29K Direct F1, F7, F8
transaction LEVI Stock Appreciation Rights Options Exercise $0 -10.5K -17.82% $0.00 48.4K Nov 14, 2022 Class B Common Stock 10.5K $6.10 Direct F1, F7, F9
transaction LEVI Class B Common Stock Options Exercise $64.1K +10.5K +868.49% $6.10 11.7K Nov 14, 2022 Class A Common Stock 10.5K Direct F1, F7
transaction LEVI Class B Common Stock Disposed to Issuer -$120K -7.43K -63.47% $16.10 4.28K Nov 14, 2022 Class A Common Stock 7.43K Direct F1, F7, F8
transaction LEVI Class B Common Stock Conversion of derivative security $0 -4.28K -100% $0.00* 0 Nov 14, 2022 Class A Common Stock 4.28K Direct F1, F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F3 The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.104 to $15.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4 The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.46 to $15.495. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5 The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.14 to $16.18. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F6 100% of these stock appreciation rights are fully vested.
F7 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F8 Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.
F9 The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.