Seth M. Ellison - 10 Nov 2022 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
EVP & Chief Commercial Officer
Signature
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact
Issuer symbol
LEVI
Transactions as of
10 Nov 2022
Net transactions value
-$415,918
Form type
4
Filing time
15 Nov 2022, 15:09:01 UTC
Previous filing
01 Feb 2022
Next filing
17 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +4,100 +4.6% $0.000000 94,046 10 Nov 2022 Direct F1, F2
transaction LEVI Class A Common Stock Sale $61,951 -4,100 -4.4% $15.11 89,946 10 Nov 2022 Direct F1, F3
transaction LEVI Class A Common Stock Conversion of derivative security $0 +4,167 +4.6% $0.000000 94,113 11 Nov 2022 Direct F1, F2
transaction LEVI Class A Common Stock Sale $64,463 -4,167 -4.4% $15.47 89,946 11 Nov 2022 Direct F1, F4
transaction LEVI Class A Common Stock Conversion of derivative security $0 +4,277 +4.8% $0.000000 94,223 14 Nov 2022 Direct F1, F2
transaction LEVI Class A Common Stock Sale $69,116 -4,277 -4.5% $16.16 89,946 14 Nov 2022 Direct F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Stock Appreciation Rights Options Exercise $0 -4,500 -13% $0.000000 30,754 10 Nov 2022 Class B Common Stock 4,500 $6.90 Direct F1, F6, F7
transaction LEVI Class B Common Stock Options Exercise $31,050 +4,500 $6.90 4,500 10 Nov 2022 Class A Common Stock 4,500 Direct F1, F7
transaction LEVI Class B Common Stock Disposed to Issuer $50,737 -3,349 -74% $15.15 1,151 10 Nov 2022 Class A Common Stock 3,349 Direct F1, F7, F8
transaction LEVI Stock Appreciation Rights Options Exercise $0 -10,500 -13% $0.000000 69,415 10 Nov 2022 Class B Common Stock 10,500 $6.10 Direct F1, F7, F9
transaction LEVI Class B Common Stock Options Exercise $64,050 +10,500 +912% $6.10 11,651 10 Nov 2022 Class A Common Stock 10,500 Direct F1, F7
transaction LEVI Class B Common Stock Disposed to Issuer $114,398 -7,551 -65% $15.15 4,100 10 Nov 2022 Class A Common Stock 7,551 Direct F1, F7, F8
transaction LEVI Class B Common Stock Conversion of derivative security $0 -4,100 -100% $0.000000* 0 10 Nov 2022 Class A Common Stock 4,100 Direct F1, F2, F7
transaction LEVI Stock Appreciation Rights Options Exercise $0 -4,500 -15% $0.000000 26,254 11 Nov 2022 Class B Common Stock 4,500 $6.90 Direct F1, F6, F7
transaction LEVI Class B Common Stock Options Exercise $31,050 +4,500 $6.90 4,500 11 Nov 2022 Class A Common Stock 4,500 Direct F1, F7
transaction LEVI Class B Common Stock Disposed to Issuer $51,568 -3,327 -74% $15.50 1,173 11 Nov 2022 Class A Common Stock 3,327 Direct F1, F7, F8
transaction LEVI Stock Appreciation Rights Options Exercise $0 -10,500 -15% $0.000000 58,915 11 Nov 2022 Class B Common Stock 10,500 $6.10 Direct F1, F7, F9
transaction LEVI Class B Common Stock Options Exercise $64,050 +10,500 +895% $6.10 11,673 11 Nov 2022 Class A Common Stock 10,500 Direct F1, F7
transaction LEVI Class B Common Stock Disposed to Issuer $116,343 -7,506 -64% $15.50 4,167 11 Nov 2022 Class A Common Stock 7,506 Direct F1, F7, F8
transaction LEVI Class B Common Stock Conversion of derivative security $0 -4,167 -100% $0.000000* 0 11 Nov 2022 Class A Common Stock 4,167 Direct F1, F2, F7
transaction LEVI Stock Appreciation Rights Options Exercise $0 -4,500 -17% $0.000000 21,754 14 Nov 2022 Class B Common Stock 4,500 $6.90 Direct F1, F6, F7
transaction LEVI Class B Common Stock Options Exercise $31,050 +4,500 $6.90 4,500 14 Nov 2022 Class A Common Stock 4,500 Direct F1, F7
transaction LEVI Class B Common Stock Disposed to Issuer $52,985 -3,291 -73% $16.10 1,209 14 Nov 2022 Class A Common Stock 3,291 Direct F1, F7, F8
transaction LEVI Stock Appreciation Rights Options Exercise $0 -10,500 -18% $0.000000 48,415 14 Nov 2022 Class B Common Stock 10,500 $6.10 Direct F1, F7, F9
transaction LEVI Class B Common Stock Options Exercise $64,050 +10,500 +868% $6.10 11,709 14 Nov 2022 Class A Common Stock 10,500 Direct F1, F7
transaction LEVI Class B Common Stock Disposed to Issuer $119,655 -7,432 -63% $16.10 4,277 14 Nov 2022 Class A Common Stock 7,432 Direct F1, F7, F8
transaction LEVI Class B Common Stock Conversion of derivative security $0 -4,277 -100% $0.000000* 0 14 Nov 2022 Class A Common Stock 4,277 Direct F1, F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F3 The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.104 to $15.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4 The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.46 to $15.495. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5 The price in Column 4 is a weighted average sale price. The prices actually received ranged from $16.14 to $16.18. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F6 100% of these stock appreciation rights are fully vested.
F7 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F8 Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.
F9 The stock appreciation rights are performance stock appreciation rights that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable.