Guillaume Marie Jean Rutten - 15 Nov 2022 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Signature
Mark N. Rogers, Attorney-in-Fact for Guillaume Marie Jean Rutten
Issuer symbol
AMKR
Transactions as of
15 Nov 2022
Net transactions value
-$634,638
Form type
4
Filing time
17 Nov 2022, 18:16:43 UTC
Previous filing
10 Nov 2022
Next filing
16 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Options Exercise $47,400 +5,000 +2.5% $9.48 205,000 15 Nov 2022 Direct
transaction AMKR Common Stock Options Exercise $141,700 +10,000 +4.9% $14.17 215,000 15 Nov 2022 Direct
transaction AMKR Common Stock Sale $481,603 -17,693 -8.2% $27.22 197,307 15 Nov 2022 Direct F1, F2
transaction AMKR Common Stock Sale $342,135 -12,307 -6.2% $27.80 185,000 15 Nov 2022 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMKR Employee Stock Option (Right-to-Buy) Options Exercise $0 -5,000 -12% $0.000000 35,625 15 Nov 2022 Common Stock 5,000 $9.48 Direct F4
transaction AMKR Employee Stock Option (Right-to-Buy) Options Exercise $0 -10,000 -6.2% $0.000000 152,500 15 Nov 2022 Common Stock 10,000 $14.17 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.64 to $27.64.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission (the "SEC"), Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.65 to $28.04.The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
F4 This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Grant Date") and vests over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option will vest on the fourth anniversary of the 2019 Grant Date.
F5 This stock option (the "2020 Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "2020 Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the 2020 Option will be vested on the third anniversary of the 2020 Grant Date.