Guillaume Marie Jean Rutten - 08 Nov 2022 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Role
President and CEO, Director
Signature
Mark N. Rogers, Attorney-in-Fact for Guillaume Marie Jean Rutten
Issuer symbol
AMKR
Transactions as of
08 Nov 2022
Net transactions value
-$941,800
Form type
4
Filing time
10 Nov 2022, 16:02:26 UTC
Previous filing
17 Aug 2022
Next filing
17 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Options Exercise $94,800 +10,000 +4.3% $9.48 240,000 08 Nov 2022 Direct
transaction AMKR Common Stock Options Exercise $283,400 +20,000 +8.3% $14.17 260,000 08 Nov 2022 Direct
transaction AMKR Common Stock Sale $1,320,000 -60,000 -23% $22.00 200,000 08 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMKR Employee Stock Option (Right-to-Buy) Options Exercise $0 -10,000 -20% $0.000000 40,625 08 Nov 2022 Common Stock 10,000 $9.48 Direct F2
transaction AMKR Employee Stock Option (Right-to-Buy) Options Exercise $0 -20,000 -11% $0.000000 162,500 08 Nov 2022 Common Stock 20,000 $14.17 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022.
F2 This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Grant Date") and vests over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option will vest on the fourth anniversary of the 2019 Grant Date.
F3 This stock option (the "2020 Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "2020 Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the 2020 Option will be vested on the third anniversary of the 2020 Grant Date.