Ian Graham - 15 Nov 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP, Global Sales & Video Svcs
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Issuer symbol
HLIT
Transactions as of
15 Nov 2022
Net transactions value
-$94,500
Form type
4
Filing time
17 Nov 2022, 13:59:09 UTC
Previous filing
17 Aug 2022
Next filing
17 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +12,676 +14% $0.000000 103,546 15 Nov 2022 Direct
transaction HLIT Common Stock Tax liability $94,500 -6,918 -6.7% $13.66 96,628 15 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -4,092 -50% $0.000000 4,092 15 Nov 2022 Common Stock 4,092 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -1,666 -25% $0.000000 5,001 15 Nov 2022 Common Stock 1,666 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -6,918 -17% $0.000000 34,590 15 Nov 2022 Common Stock 6,918 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.