Ian Graham - Nov 15, 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP, Global Sales & Video Svcs
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Stock symbol
HLIT
Transactions as of
Nov 15, 2022
Transactions value $
-$94,500
Form type
4
Date filed
11/17/2022, 01:59 PM
Previous filing
Aug 17, 2022
Next filing
Feb 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +12.7K +13.95% $0.00 104K Nov 15, 2022 Direct
transaction HLIT Common Stock Tax liability -$94.5K -6.92K -6.68% $13.66 96.6K Nov 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -4.09K -50% $0.00 4.09K Nov 15, 2022 Common Stock 4.09K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -1.67K -24.99% $0.00 5K Nov 15, 2022 Common Stock 1.67K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -6.92K -16.67% $0.00 34.6K Nov 15, 2022 Common Stock 6.92K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.