Ian Graham - 15 Aug 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP, Global Sales & Video Svcs
Signature
/s/ Laura Donovan By Attorney-in-Fact Laura Donovan
Issuer symbol
HLIT
Transactions as of
15 Aug 2022
Net transactions value
-$82,111
Form type
4
Filing time
17 Aug 2022, 16:51:13 UTC
Previous filing
08 Aug 2022
Next filing
17 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +12,677 +15% $0.000000 98,035 15 Aug 2022 Direct
transaction HLIT Common Stock Tax liability $82,111 -7,165 -7.3% $11.46 90,870 15 Aug 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -4,092 -33% $0.000000 8,184 15 Aug 2022 Common Stock 4,092 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -1,667 -20% $0.000000 6,667 15 Aug 2022 Common Stock 1,667 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -6,918 -14% $0.000000 41,508 15 Aug 2022 Common Stock 6,918 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.