Sanjay Kalra - 15 Nov 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP and CFO
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Issuer symbol
HLIT
Transactions as of
15 Nov 2022
Net transactions value
-$141,149
Form type
4
Filing time
17 Nov 2022, 12:22:26 UTC
Previous filing
06 Sep 2022
Next filing
05 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +19,627 +15% $0.000000 154,314 15 Nov 2022 Direct
transaction HLIT Common Stock Tax liability $141,149 -10,333 -6.7% $13.66 143,981 15 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -10,447 -50% $0.000000 10,448 15 Nov 2022 Common Stock 10,447 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -9,180 -17% $0.000000 45,897 15 Nov 2022 Common Stock 9,180 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.