Sanjay Kalra - Nov 15, 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP and CFO
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Stock symbol
HLIT
Transactions as of
Nov 15, 2022
Transactions value $
-$141,149
Form type
4
Date filed
11/17/2022, 12:22 PM
Previous filing
Sep 6, 2022
Next filing
Dec 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +19.6K +14.57% $0.00 154K Nov 15, 2022 Direct
transaction HLIT Common Stock Tax liability -$141K -10.3K -6.7% $13.66 144K Nov 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -10.4K -50% $0.00 10.4K Nov 15, 2022 Common Stock 10.4K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -9.18K -16.67% $0.00 45.9K Nov 15, 2022 Common Stock 9.18K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.