Sanjay Kalra - Sep 1, 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP and CFO
Signature
/s/ Laura Donovan By Attorney-in-Fact Laura Donovan
Stock symbol
HLIT
Transactions as of
Sep 1, 2022
Transactions value $
-$677,211
Form type
4
Date filed
9/6/2022, 05:08 PM
Previous filing
Aug 29, 2022
Next filing
Nov 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +100K +103.72% $0.00 196K Sep 1, 2022 Direct
transaction HLIT Common Stock Tax liability -$677K -61.7K -31.43% $10.97 135K Sep 1, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -50K -33.33% $0.00 100K Sep 1, 2022 Common Stock 50K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -50K -100% $0.00* 0 Sep 1, 2022 Common Stock 50K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.