Madden Anne T. - 11 Nov 2022 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
SrVP and General Counsel
Signature
Su Ping Lu for Anne T. Madden
Issuer symbol
HON
Transactions as of
11 Nov 2022
Net transactions value
-$1,331,934
Form type
4
Filing time
14 Nov 2022, 15:13:40 UTC
Previous filing
08 Aug 2022
Next filing
05 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise $2,597,803 +26,259 +63% $98.93 67,945 11 Nov 2022 Direct F1
transaction HON Common Stock Tax liability $3,929,737 -18,482 -27% $212.63 49,463 11 Nov 2022 Direct F2
holding HON Common Stock 565 11 Nov 2022 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Stock Option (Right to Buy) Options Exercise $0 -26,259 -100% $0.000000* 0 11 Nov 2022 Common Stock 26,259 $98.93 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F2 The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $212.4300 to $212.7150, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The stock options were granted under the 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 26, 2016.