Anne T. Madden - Aug 4, 2022 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
SrVP and General Counsel
Signature
Su Ping Lu for Anne T. Madden
Stock symbol
HON
Transactions as of
Aug 4, 2022
Transactions value $
-$960,269
Form type
4
Date filed
8/8/2022, 05:23 PM
Previous filing
Mar 1, 2022
Next filing
Nov 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise $1.88M +21K +59.4% $89.48 56.4K Aug 4, 2022 Direct F1, F2
transaction HON Common Stock Tax liability -$2.84M -14.8K -26.24% $192.02 41.6K Aug 4, 2022 Direct F1, F3
holding HON Common Stock 563 Aug 4, 2022 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Stock Option (Right to Buy) Options Exercise $0 -21K -100% $0.00* 0 Aug 4, 2022 Common Stock 21K $89.48 Direct F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.91 to $192.36, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The Employee Stock Options were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on February 27, 2015.