Elizabeth Horton - Oct 21, 2022 Form 4 Insider Report for S&W Seed Co (SANW)

Role: Chief Financial Officer
Signature: /s/ Elizabeth Horton
Stock symbol: SANW
Transactions as of: Oct 21, 2022
Transactions value $: $0
Form type: 4
Date filed: 10/25/2022, 05:32 PM
Previous filing: Nov 17, 2021
Next filing: Jan 4, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SANW	Common Stock	Award	$0	+60.9K	+1258.11%	$0.00	65.7K	Oct 21, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SANW	Stock option (right to buy)	Award	$0	+325K		$0.00	325K	Oct 21, 2022	Common Stock	325K	$0.81	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock unit award that vests in 12 quarterly installments over three years, commencing on January 1, 2023 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2025, subject to continued service with the Issuer on each respective vesting date.
F2	The options vest in 12 quarterly installments over three years, commencing on January 1, 2023 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2025, subject to continued service with the Issuer on each respective vesting date.