Todd J. Stein - 03 Oct 2022 Form 4 Insider Report for Spok Holdings, Inc (SPOK)

Role
Director
Signature
/TODD J. STEIN/
Issuer symbol
SPOK
Transactions as of
03 Oct 2022
Net transactions value
+$17,503
Form type
4
Filing time
03 Oct 2022, 16:02:37 UTC
Previous filing
19 Sep 2022
Next filing
06 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPOK Common Stock Award $17,503 +2,291 +10% $7.64 24,769 03 Oct 2022 Direct
transaction SPOK Common Stock Award $0 0 0% $0.000000* 749,393 03 Oct 2022 Braeside Capital, L.P. F1
transaction SPOK Common Stock Award $0 0 0% $0.000000* 809,196 03 Oct 2022 Braeside Capital II, L.P. F2
transaction SPOK Common Stock Award $0 0 0% $0.000000* 126,244 03 Oct 2022 Braeside Investments, LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2 Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3 Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.