Todd J. Stein - 16 Sep 2022 Form 4 Insider Report for Spok Holdings, Inc (SPOK)

Role
Director
Signature
/s/ TODD J. STEIN
Issuer symbol
SPOK
Transactions as of
16 Sep 2022
Net transactions value
+$1,017,981
Form type
4
Filing time
19 Sep 2022, 16:00:24 UTC
Previous filing
16 Sep 2022
Next filing
03 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPOK Common Stock Purchase $364,299 +49,995 +7.1% $7.29 749,393 16 Sep 2022 Braeside Capital, L.P. F1
transaction SPOK Common Stock Purchase $362,324 +49,724 +6.5% $7.29 809,196 16 Sep 2022 Braeside Capital II, L.P. F2
transaction SPOK Common Stock Purchase $291,359 +39,985 +46% $7.29 126,244 16 Sep 2022 Braeside Investments, LLC F3
transaction SPOK Common Stock Purchase $0 0 0% $0.000000* 22,478 16 Sep 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2 Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3 Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.