Dustin A. Moskovitz - 20 Sep 2022 Form 4 Insider Report for Asana, Inc. (ASAN)

Role
President, CEO, & Chair, Director, 10%+ Owner
Signature
/s/ Katie Colendich, Attorney-in-Fact
Issuer symbol
ASAN
Transactions as of
20 Sep 2022
Net transactions value
$0
Form type
4
Filing time
23 Sep 2022, 20:32:26 UTC
Previous filing
09 Sep 2022
Next filing
12 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASAN Class B Common Stock Gift $0 -258,565 -22% $0.000000 919,859 20 Sep 2022 Class A Common Stock 258,565 See footnote F1, F2, F3
holding ASAN Class B Common Stock 21,395,830 20 Sep 2022 Class A Common Stock 21,395,830 Direct F1
holding ASAN Class B Common Stock 42,030,755 20 Sep 2022 Class A Common Stock 42,030,755 See footnote F1, F4
holding ASAN Class B Common Stock 2,604,170 20 Sep 2022 Class A Common Stock 2,604,170 See footnote F1, F5
holding ASAN Class B Common Stock 460,000 20 Sep 2022 Class A Common Stock 460,000 See footnote F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.
F2 The Reporting Person transferred the shares as a gift to Justin Rosenstein.
F3 The shares are held of record by Justin Rosenstein Trust 2. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust 2 and may be deemed to have voting power and dispositive power over the shares held by the trust.
F4 The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05.
F5 The shares are held of record by Dustin Moskovitz Roth IRA.
F6 The shares are held of record by Justin Rosenstein Trust. Dustin Moskovitz is the trustee of the Justin Rosenstein Trust and may be deemed to have voting power and dispositive power over the shares held by the trust.