Joel S. Marcus - Apr 14, 2021 Form 4/A - Amendment Insider Report for Applied Therapeutics Inc. (APLT)

Role: Director
Signature: /s/ Shoshana Shendelman, as attorney-in-fact
Stock symbol: APLT
Transactions as of: Apr 14, 2021
Transactions value $: $299,492
Form type: 4/A - Amendment
Date filed: 9/16/2022, 09:02 PM
Date Of Original Report: Apr 16, 2021
Previous filing: May 13, 2022
Next filing: Jun 4, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	APLT	Common Stock	Options Exercise	$131K	+13.1K	+70.83%	$10.00	31.5K	Apr 14, 2021	See footnote	F1, F2, F3
transaction	APLT	Common Stock	Options Exercise	$169K	+35.9K	+113.92%	$4.70	67.4K	Apr 14, 2021	See footnote	F2, F3, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	APLT	Stock Option (Right to Buy)	Options Exercise	$0	-13.1K	-63.89%	$0.00	7.39K	Apr 14, 2021	Common Stock	13.1K	$10.00	Direct	F6, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The original Form 4 filed on April 16, 2021 (the "Original Form 4") incorrectly reported the option exercise price for 13,071 shares of the issuer's common stock as $4.7 due to an administrative error.
F2	This amount reflects the number of securities beneficially owned after the reported transactions on April 14, 2021.
F3	Shares held by family trust, of which the reporting person and his spouse are trustees.
F4	The Original Form 4 incorrectly reported the number of shares acquired from an option exercise as 67,435 due to an administrative error.
F5	The Original Form 4 incorrectly reported the option exercise price for 35,911 shares of the issuer's common stock as $10 due to an administrative error.
F6	13,071 shares subject to the options were vested as of April 13, 2021, with one thirty-sixth (1/36th) of the remaining shares subject to the options vesting each month thereafter, subject to the reporting person continuing to provide service through each such date.
F7	The Original Form 4 incorrectly reported the number of options beneficially owned following the reported transaction as 7,839 due to an administrative error.

Remarks:

This Amendment is being filed to correct certain information reported in the Original Form 4 and shall be deemed to correct the amount of securities beneficially owned by the reporting person on Forms 4 filed after April 16, 2021 through the date hereof.